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SWZ · Total Return Securities Fund

Everything on this page is public record — SEC Form 4 filings and congressional disclosures — alongside any INSIDER SCANNER research case for this company.

Open-market buys6
Open-market sells0
Total purchased$155,991
Unique insiders buying3
Most senior buyerCEO
Avg price paid$5.78
Research cases0
Last filing2026-10-08

Average price paid is weighted by shares, so a large purchase counts for more than a small one. It is what insiders reported paying, not a target or a fair value.

Insider flow: Buying only — a count of disclosed transactions, not a rating or a recommendation.

Insider transaction timeline

Every reported transaction, positioned by trade date. Purchases sit above the axis, sales below; circle area is proportional to dollar value. No share-price line is drawn — this feed carries transaction prices only, and a price history inferred from them would imply market data the filings do not contain.

Open-market purchase Open-market sale
2026-09-25 — Dakos Andrew · bought 2,351 @ $5.82 2026-09-25 — Dakos Andrew · bought 7,649 @ $5.81 2026-09-28 — SELL MORITZ A · bought 2,000 @ $5.77 2026-09-28 — Dakos Andrew · bought 1,000 @ $5.76 2026-09-28 — Dakos Andrew · bought 9,000 @ $5.77 2026-10-08 — GOLDSTEIN PHILLIP · bought 5,000 @ $5.73
2026-09-252026-10-08

Insider cost basis

Share-weighted average price across 6 reported purchases, with the full range of prices paid. Purchases only — averaging a sale into an "insider cost" would describe a price nobody paid.

$5.73 $5.82
$5.78 weighted average insider purchase price

Insider participation

One row per insider, one cell per reported transaction, shaded by value. Repeat buying and activity clustered in time are visible at a glance.

Dakos Andrew President and CEO, Director, Other
SELL MORITZ A Director
GOLDSTEIN PHILLIP Secretary, Director, Affiliate of the Adviser
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The analysis built on top of these filings

The filings above are public record and stay public here. What an account adds for $SWZ is the reading of them — and for this company, that is what the list below says it is, no more.

  • Insider cost basisShare-weighted average price paid across the 6 reported purchases, with the full range, against the current price.
  • Insider participationWho bought, how often, and how the buying is distributed across the people filing — one person repeating is not several agreeing.
  • Transaction timelineThe [{'transaction_date': '2026-10-08', 'insider_name': 'GOLDSTEIN PHILLIP', 'insider_title': 'Secretary, Director, Affiliate of the Adviser', 'transaction_type': 'Open-market buy', 'shares': 5000.0, 'price': 5.7274, 'value': 28637.0, 'is_buy': True}, {'transaction_date': '2026-09-28', 'insider_name': 'SELL MORITZ A', 'insider_title': 'Director', 'transaction_type': 'Open-market buy', 'shares': 2000.0, 'price': 5.77, 'value': 11540.0, 'is_buy': True}, {'transaction_date': '2026-09-28', 'insider_name': 'Dakos Andrew', 'insider_title': 'President and CEO, Director, Other', 'transaction_type': 'Open-market buy', 'shares': 1000.0, 'price': 5.76, 'value': 5760.0, 'is_buy': True}, {'transaction_date': '2026-09-28', 'insider_name': 'Dakos Andrew', 'insider_title': 'President and CEO, Director, Other', 'transaction_type': 'Open-market buy', 'shares': 9000.0, 'price': 5.77, 'value': 51930.0, 'is_buy': True}, {'transaction_date': '2026-09-25', 'insider_name': 'Dakos Andrew', 'insider_title': 'President and CEO, Director, Other', 'transaction_type': 'Open-market buy', 'shares': 2351.0, 'price': 5.82, 'value': 13682.82, 'is_buy': True}, {'transaction_date': '2026-09-25', 'insider_name': 'Dakos Andrew', 'insider_title': 'President and CEO, Director, Other', 'transaction_type': 'Open-market buy', 'shares': 7649.0, 'price': 5.81, 'value': 44440.69, 'is_buy': True}] reported transactions plotted over the window rather than listed, so concentration is visible.

Not available for SWZ today: no research case — nothing here has cleared the scoring threshold. Both appear on this page on their own if that changes.

A free account opens all of it.

Not financial advice. This page reports public filings and past research output. It is not a recommendation to buy or sell, and no price target here is a prediction. Trade at your own risk.